Topic: Investment Brokerages
Ex-UBS exec to pay $2.75 million, settles Cuomo claims
Reuters US Online Report Business News
<div><p>NEW YORK (Reuters) - A former top UBS AG &lt;UBSN.VX&gt; &lt;UBS.N.&gt; fixed-income executive has agreed to pay $2.75 million to settle a probe by New York Attorney General Andrew Cuomo into insider trading of ...
UBS still losing U.S. wealth management clients, advisers
Reuters US Online Report Business News
<div><p>NEW YORK (Reuters) - The embattled U.S. wealth management business of Swiss bank UBS AG &lt;UBSN.VX&gt; &lt;UBS.N&gt; continued to bleed client assets in the fourth quarter, hurt by fleeing advisers and negative publicity from ...
UBS client outflows increase
Reuters US Online Report Business News
<div><p>ZURICH (Reuters) - UBS &lt;UBS.N&gt; clients withdrew money at twice the expected rate in the fourth quarter, eclipsing the bank's first net profit since Oswald Gruebel took the helm a year ago and raising concern he will struggle to ...
E*Trade cuts trading fees as price war escalates
Reuters US Online Report Business News
<div><p>NEW YORK (Reuters) - E*Trade Financial Corp &lt;ETFC.O&gt; will cut trading fees for low-volume customers, the U.S. online brokers said on Friday, making its move in a pricing war that erupted among rivals in recent weeks.</p ...
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