Topic: Scottrade Inc.
Scottrade fined $600K over money controls
AP News
<div id="subtitle">FINRA fines Scottrade $600,000 for allegedly inadequate money laundering controls</div><div><p>Industry regulators have fined discount brokerage firm Scottrade Inc. $600,000 for allegedly inadequate money laundering controls to detect suspicious transactions.</p>< ...
Choose a Broker That's Right For You!
ezinearticles.com
<p>Choose a Broker That's Right For You!</p><p>By Michael Scott S</p><p></p><p>Getting Antsy to Invest? Make sure you Choose the Right Stock Broker!</p><p ...
SEC Charges Scottrade for Misrepresentations to Customers
SEC.gov Press Releases
The Securities and Exchange Commission today charged St. Louis-based broker-dealer Scottrade, Inc., for fraudulent misrepresentations it made to customers relating to the firm's execution of their Nasdaq pre-open orders, which are placed after the day's market close to be executed at the next market opening. Without admitting or ...
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