Topic: U.S. Securities and Exchange Commission
Gabelli's son wins dismissal of much of SEC case
Reuters US Online Report Domestic News
NEW YORK (Reuters) - The son of prominent investor Mario Gabelli has won the dismissal of large parts of a U.S. Securities and Exchange Commission lawsuit alleging securities fraud related to market timing. U.S. District Judge Deborah Batts dismissed the SEC's claims alleging fraud, and seeking an injunction ...
PNC Financial increases CEO pay to $16M in 2009
AP News
PNC Financial CEO pay nearly doubles in 2009, mostly due to restricted stockPNC Financial Services Group Inc. CEO James E. Rohr received compensation of $16.6 million in 2009, nearly double the total of 2008, but much of it was restricted stock to comply with government limits placed on companies ...
SEC boss: Agency examining companies
AP Features
The head of the Securities and Exchange Commission confirmed Wednesday that the agency is investigating several companies' actions in the run-up to the financial crisis of 2008. SEC Chairman Mary Schapiro said "it would be safe to assume" that the agency is looking very closely at the conduct of a ...
TheStreet.com says it's being probed by SEC
Reuters US Online Report Technology News
BOSTON (Reuters) - Investment news website TheStreet.com Inc said on Wednesday the U.S. Securities and Exchange Commission was investigating the company over the way it recorded revenue at a former subsidiary. The company, founded by television personality and former hedge fund manager Jim Cramer, made the announcement in a ...
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