Topic: U.S. Securities and Exchange Commission
SEC sues ex-NY loan trader over alleged kickbacks
Reuters US Online Report Business News
NEW YORK (Reuters) - A former stock loan trader at Morgan Stanley and Bank of America Corp in New York received well over $100,000 of cash kickbacks by steering orders to other brokerage firms, the U.S. Securities and Exchange Commission said in a lawsuit filed on Tuesday. In a ...
U.S. SEC's chief economist to leave agency March 31
Reuters US Online Report Business News
WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission's chief economist, James Overdahl, will be leaving at the end of the month, he said on Tuesday. Overdahl, who was in charge of the SEC's office of economic analysis before it was merged with another office, will be joining ...
Stress-testing tax-payer patience
Stockhouse
Don't look for financial firms to return the favourCongress is working on plans to rein in the questionable activities of Wall Street, and re-direct the self-serving focus of major banks. I wish them good luck with that.
Financial firms are fighting back with propaganda blitzes aimed at raising public ...
Top PG&E executive gets $9.4M in 2009 compensation
AP News
PG&E CEO Darbee sees '09 compensation rise nearly 9 percent to $9.4 million, AP saysThe top executive of energy company PG&E received total compensation of $9.4 million in 2009, an increase of nearly 9 percent, according to Associated Press calculations of data filed with ...
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