Topic: U.S. Securities and Exchange Commission
Summary Box: Regulators appeal on swaps
AP News
Summary Box: SEC calls for Congress to act on derivatives; commodity agency faults Wall StreetWARNING ON DERIVATIVES: The head of the Securities and Exchange Commission is calling anew for Congress to impose new oversight on financial derivatives. Mary Schapiro warns that allowing risky instruments like credit default swaps to continue ...
SEC chief economist leaving
AP News
SEC chief economist leaving post for private sector; move follows adoption of new curbsThe chief economist of the Securities and Exchange Commission, who is an expert on the financial instruments that figured largely in the 2008 crisis, is leaving his position for the private sector. The SEC announced Tuesday that ...
Life Technologies CEO's 2009 compensation falls
AP News
Life Tech CEO's 2009 compensation falls 60 percent with no stock options, restricted stockLife Technologies Corp. Chairman and CEO Gregory Lucier's compensation fell 60 percent to just over $4.5 million in 2009 on a lack of stock awards, according to an Associated Press calculation of figures disclosed ...
SEC sues ex-NY loan trader over alleged kickbacks
Reuters US Online Report Business News
NEW YORK (Reuters) - A former stock loan trader at Morgan Stanley and Bank of America Corp in New York received well over $100,000 of cash kickbacks by steering orders to other brokerage firms, the U.S. Securities and Exchange Commission said in a lawsuit filed on Tuesday. In a ...
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