Topic: U.S. Securities and Exchange Commission
SEC chief economist leaving
AP News
SEC chief economist leaving post for private sector; move follows adoption of new curbsThe chief economist of the Securities and Exchange Commission, who is an expert on the financial instruments that figured largely in the 2008 crisis, is leaving his position for the private sector. The SEC announced Tuesday that ...
Life Technologies CEO's 2009 compensation falls
AP News
Life Tech CEO's 2009 compensation falls 60 percent with no stock options, restricted stockLife Technologies Corp. Chairman and CEO Gregory Lucier's compensation fell 60 percent to just over $4.5 million in 2009 on a lack of stock awards, according to an Associated Press calculation of figures disclosed ...
SEC sues ex-NY loan trader over alleged kickbacks
Reuters US Online Report Business News
NEW YORK (Reuters) - A former stock loan trader at Morgan Stanley and Bank of America Corp in New York received well over $100,000 of cash kickbacks by steering orders to other brokerage firms, the U.S. Securities and Exchange Commission said in a lawsuit filed on Tuesday. In a ...
U.S. SEC's chief economist to leave agency March 31
Reuters US Online Report Business News
WASHINGTON (Reuters) - The U.S. Securities and Exchange Commission's chief economist, James Overdahl, will be leaving at the end of the month, he said on Tuesday. Overdahl, who was in charge of the SEC's office of economic analysis before it was merged with another office, will be joining ...
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