Topic: U.S. Securities and Exchange Commission
Bank of America Settles SEC Charges
consumeraffairs.com
Agreement resolves issues surrounding Merrill Lynch acquisitionBank of America has agreed to settle Securities and Exchange Commission charges stemming from its 2009 acquisition of Merrill Lynch. As part of the settlement, Bank of America will also pay $150 million to shareholders harmed by the bank's alleged failure to disclose ...
Judge promises to rule on SEC, BofA settlement
AP News
Federal judge has questions as he puts off ruling on SEC, BofA settlement until next weekA judge promised Monday to decide by the end of next week whether to approve a $150 million settlement between the Securities and Exchange Commission and Bank of America over civil charges alleging the bank ...
Judge questions SEC $150 million accord with BofA
Reuters US Online Report Business News
NEW YORK (Reuters) - A federal judge expressed skepticism about the U.S. Securities and Exchange Commission's $150-million settlement with Bank of America Corp <BAC.N> over the Merrill Lynch takeover, questioning whether the regulator was too tame in setting forth facts to help him decide. U.S ...
Some wary of SEC's high-frequency presumptions
Reuters US Online Report Business News
NEW YORK (Reuters) - Regulators considering new rules for U.S. stock markets should take care not to assume that certain types of high-frequency trading are harmful, speakers at a conference on algorithmic trading said on Friday. The U.S. Securities and Exchange Commission's appeal for public comment on equity ...
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